Financial Review Questionnaire

Confidential Personal Update

Please complete and submit the form below to help your Adviser provide you with the most appropriate advice.
Download a printable PDF version here

Your Full Name:

Your Phone Number:

Your Email Address:

Your Home Address:

Your Postcode:

Your Adviser's Name:

Please answer YES or NO to questions 1-9.

1. Have your aims and objectives changed since the original advice?

2. Has your attitude to risk, or capacity and tolerance for loss, changed since the original advice?

(Please refer to original attitude to risk questionnaire. To view attitude to risk descriptions click here.)

3. Have your personal circumstances changed since the original advice?

(Married, separated, divorced, additional family members, health issues, changed address or contact details, etc.)

4. Have your financial circumstances changed since the original advice?

(Employment, self-employment, redundancy, increase or decrease in earnings, mortgage change, savings, investments, etc)

5. Have you inherited any capital or are you expecting any inheritance or capital from other sources?

6. Have your pension plans changed or are you expecting any changes?

(Personal pension planning, auto enrolment)

7. Are you expecting any change to your investments or income requirements?

(Personal savings, school fees, university fee planning, etc)

8. Do your existing protection plans need reviewing to ensure they are still sufficient?

(Life assurance, critical illness, income protection, family income benefit, private medical insurance. Business owners – share protection, key person/relevant life cover.)

If you have answered 'YES' to any of the above please provide brief details below:

9. Would you like a full Attitude to Risk questionnaire to complete & return?

Please state your current Attitude to Risk from the 5 choices below:

1 Cautious / 2 Moderately Cautious / 3 Balanced / 4 Moderately Adventurous / 5 Adventurous (View Attitude to Risk descriptions.)

10. If you have an ISA have you used your full ISA Allowance for this year?

(i.e. allowance used in full / partially used / not used / no ISA)

11. Do you feel any of your financial planning areas require a review?

(e.g. Investments / Pensions / Protection / Mortgage / None)

12. Are there other financial planning areas you'd like to discuss?

(e.g. Inheritance Tax / Estate Planning / Long Term Care Planning / Other - please state)

13. Would you like us to contact you to arrange a full financial review?

(Please answer YES or NO)

Please add any further comments below:

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Personal information you supply to us will be treated as confidential and held securely in accordance with Data Protection Regulations. Please see our Privacy Notice. By submitting this form you understand and give your consent that your IP address and browser information might be processed to help protect against spam & malware.

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At Nexus we believe in building strong and long lasting relationships with our clients, by providing clear and concise financial advice. We think our clients value our advice and know we've helped to offer them some peace of mind with their financial affairs.

We also know though that there are many other people who can still benefit from good independent financal advice, so we're always pleased when clients refer their friends, family members or colleagues to us.

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Nexus IFA Ltd, 2-4 York Buildings, Cornhill, Bridgwater, Somerset, TA6 3BS
Tel: 01278 439494 | Email: office@nexusifa.co.uk
Reg. in England & Wales No. 07542873 | Reg. Office as above.

Nexus IFA Ltd is an Appointed Representative of The Whitechurch Network Limited trading as In Partnership which is authorised and regulated by the Financial Conduct Authority.

The information contained within this website is aimed at UK residents and is for guidance only.
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Financial Review Questionnaire

Confidential Personal Update

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